{"id":230809,"date":"2020-05-12T10:47:24","date_gmt":"2020-05-12T02:47:24","guid":{"rendered":"http:\/\/charltonsnaturalresources.com\/capital-raising\/listing-debt-securities-in-hong-kong\/"},"modified":"2020-05-29T17:52:10","modified_gmt":"2020-05-29T09:52:10","slug":"listing-debt-securities-in-hong-kong","status":"publish","type":"page","link":"https:\/\/charltonsnaturalresources.com\/zh-hans\/capital-raising\/listing-debt-securities-in-hong-kong\/","title":{"rendered":"\u9999\u6e2f\u4e0a\u5e02\u503a\u5238"},"content":{"rendered":"[et_pb_section fb_built=&#8221;1&#8243; admin_label=&#8221;ContentWrapper5&#8243; module_class=&#8221;content-wrapper5&#8243; _builder_version=&#8221;4.4.3&#8243;][et_pb_row admin_label=&#8221;Banner Top 5&#8243; module_class=&#8221;top-banner5&#8243; _builder_version=&#8221;4.4.3&#8243; background_enable_color=&#8221;off&#8221; background_image=&#8221;\/legal\/capital_raising\/capital_raising_banner.jpg&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.4.3&#8243;][et_pb_text admin_label=&#8221;Banner 5&#8243; _builder_version=&#8221;4.4.3&#8243; hover_enabled=&#8221;0&#8243;]<div class=\"banner5\">\r\n<h1>\u878d\u8d44<\/h1>\r\n<\/div>\r\n[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row admin_label=&#8221;Breadcrumbs&#8221; _builder_version=&#8221;4.4.3&#8243;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;3.25.3&#8243;][et_pb_text admin_label=&#8221;Breadcrumbs&#8221; _builder_version=&#8221;4.4.3&#8243;]<div class=\"breadcrumb no-bottom-border\">\r\n<ul><li><a href=\"\/\">\u4e3b\u9801<\/a><\/li><li><a href='https:\/\/charltonsnaturalresources.com\/zh-hans\/capital-raising\/' title='\u878d\u8d44'>\u878d\u8d44<\/a><\/li><li><span>\u9999\u6e2f\u4e0a\u5e02\u503a\u5238<\/span><\/li><\/ul>\r\n<\/div>\r\n[\/et_pb_text][\/et_pb_column][\/et_pb_row][et_pb_row column_structure=&#8221;1_4,3_4&#8243; module_class=&#8221;main-content5&#8243; _builder_version=&#8221;4.4.3&#8243;][et_pb_column type=&#8221;1_4&#8243; _builder_version=&#8221;4.4.3&#8243;][et_pb_text admin_label=&#8221;SideMenu&#8221; _builder_version=&#8221;4.4.3&#8243;]<div class=\"side-menu\">\r\n<div class=\"side-menu-panel\">\r\n<h3>Capital Raising<\/h3>\r\n<p><span class=\"hamburger\"><\/span>\r\n<\/div>\r\n<ul class=\"cm-parent\"><\/ul><\/div>\r\n[\/et_pb_text][et_pb_text admin_label=&#8221;SideNews5&#8243; _builder_version=&#8221;4.4.3&#8243;]<div class=\"side-news5\">\r\n<h2>Latest news<\/h2>\r\n\t\t\n\t\t<div class=\"rtc-image\">\n\t\t<a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/mosaic-to-sell-brazilian-phosphate-mine-in-125-million-deal\/\"><img decoding=\"async\" src=\"https:\/\/charltonsnaturalresources.com\/wp-content\/uploads\/mosaic-to-sell-brazilian-phosphate-mine-in-125-million-deal.jpg\" \/><\/a>\t\t\t\t\n\t\t<h3 class=\"rtc-caption\"><a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/mosaic-to-sell-brazilian-phosphate-mine-in-125-million-deal\/\">Mosaic to sell Brazilian phosphate mine in $125 million deal<\/a><\/h3>\n\t\t<\/div>\t\t\n\t\t\t\t\n\t\t<div class=\"rtc-image\">\n\t\t<a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/mali-to-get-1-2bn-from-miners-after-talks\/\"><img decoding=\"async\" src=\"https:\/\/charltonsnaturalresources.com\/wp-content\/uploads\/mali-to-get-1-2bn-from-miners-after-talks-1.jpg\" \/><\/a>\t\t\t\t\n\t\t<h3 class=\"rtc-caption\"><a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/mali-to-get-1-2bn-from-miners-after-talks\/\">Mali to get $1.2bn from miners after talks<\/a><\/h3>\n\t\t<\/div>\t\t\n\t\t\t\t\n\t\t<div class=\"rtc-image\">\n\t\t<a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/friedland-considers-floating-african-iron-ore-company-on-asx\/\"><img decoding=\"async\" src=\"http:\/\/charltonsnaturalresources.com\/wp-content\/uploads\/friedland-considers-floating-african-iron-ore-company-on-asx.jpg\" \/><\/a>\t\t\t\t\n\t\t<h3 class=\"rtc-caption\"><a href=\"https:\/\/charltonsnaturalresources.com\/zh-hans\/friedland-considers-floating-african-iron-ore-company-on-asx\/\">Friedland considers floating African iron ore company on ASX<\/a><\/h3>\n\t\t<\/div>\t\t\n\t\t<h4 class=\"view-all-toggle\"><\/h4><\/div>\r\n[\/et_pb_text][\/et_pb_column][et_pb_column type=&#8221;3_4&#8243; _builder_version=&#8221;4.4.3&#8243;][et_pb_text admin_label=&#8221;ContentMenuBar1&#8243; _builder_version=&#8221;4.4.3&#8243;]<div class=\"content-menubar\">\r\n<div class=\"page-menu-panel\">\r\n<h3>Friedland considers floating African iron ore company on ASX<\/h3>\r\n<p><span class=\"hamburger\"><\/span>\r\n<\/div>\r\n<ul class=\"cm-parent\"><\/ul><\/div>\r\n[\/et_pb_text][et_pb_text admin_label=&#8221;banner content&#8221; _builder_version=&#8221;4.4.3&#8243;]<img decoding=\"async\" src=\"\/legal\/capital_raising\/listing_debt_securities_in_hong_kong.jpg\" \/>[\/et_pb_text][et_pb_text admin_label=&#8221;Content&#8221; _builder_version=&#8221;4.4.3&#8243; background_size=&#8221;initial&#8221; background_position=&#8221;top_left&#8221; background_repeat=&#8221;repeat&#8221;]<h1>Friedland considers floating African iron ore company on ASX<\/h1>\r\n<p>\u6613\u5468\u5f8b\u5e08\u884c\u5728\u4e3a\u516c\u53f8\u63d0\u4f9b\u6709\u5173\u4e0a\u5e02\u503a\u5238\u53d1\u884c\u7684\u610f\u89c1\u65b9\u9762\u5177\u6709\u4e30\u5bcc\u7ecf\u9a8c\u3002\u503a\u5238\uff08\u53ea\u6709\u5411\u4e13\u4e1a\u6295\u8d44\u8005\u53d1\u884c\u7684\u503a\u5238\u9664\u5916\uff09\u53ef\u4ee5\u7ecf\u7531\u591a\u79cd\u65b9\u5f0f\u4e0a\u5e02\uff0c\u5373\u53d1\u552e\u4ee5\u4f9b\u8ba4\u8d2d\uff0c\u9500\u552e\u6216\u914d\u552e\u8981\u7ea6\u3002\u503a\u5238\u4e5f\u53ef\u901a\u8fc7\u503a\u52a1\u8bc1\u5238\u7684\u4ea4\u6362\u6216\u66ff\u4ee3\u54c1\u6216\u53ef\u8f6c\u6362\u503a\u52a1\u8bc1\u5238\uff0c\u8f6c\u6362\u6210\u5176\u4ed6\u7c7b\u522b\u7684\u8bc1\u5238\u4e0a\u5e02\uff0c\u6216\u884c\u4f7f\u671f\u6743\u3001\u8ba4\u80a1\u6743\u8bc1\u6216\u7c7b\u4f3c\u6743\u5229\u4ee5\u8ba4\u8d2d\u6216\u8d2d\u4e70\u503a\u5238\u3002<\/p>\r\n<p>\u300a\u9999\u6e2f\u8054\u4ea4\u6240\u4e0a\u5e02\u89c4\u5219\u300b\uff08\u300c\u4e0a\u5e02\u89c4\u5219\u300d\uff09<a class=\"wf_file\" href=\"\/images\/stories\/Documents\/CapitalRaising\/MBListing_chapter_30_sc.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">\u7b2c30\u7ae0<\/a>\u89c4\u5b9a\u4e86\u9002\u7528\u4e8e\u77ff\u4ea7\u516c\u53f8\u53d1\u884c\u503a\u52a1\u8bc1\u5238\u7684\u6761\u6587\u3002<\/p>\r\n<p>\u300a\u4e0a\u5e02\u89c4\u5219\u300b<a class=\"wf_file\" href=\"\/images\/stories\/Documents\/CapitalRaising\/MBListing_chapter_18_sc.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">\u7b2c18\u7ae0<\/a>\u9002\u7528\u4e8e\u77ff\u4e1a\u516c\u53f8\u7684\u503a\u5238\u4e0a\u5e02\uff08\u300a\u89c4\u5219\u300b\u7b2c18.07\uff082\uff09\u53ca18.09\uff089\uff09\u6761\u9664\u5916\uff09\u3002\u7b2c18\u7ae0\u4e0d\u9002\u7528\u4e8e\u56fd\u8425\u673a\u6784\u6216\u63a7\u80a1\u516c\u53f8\u53d1\u884c\u7684\u503a\u5238\u5e76\u4e14\u503a\u5238\u53ea\u5411\u4e13\u4e1a\u6295\u8d44\u8005\u53d1\u884c\u3002<\/p>\r\n<p>\u8054\u4ea4\u6240\u63d0\u4f9b\u4e00\u4e2a\u6709\u5173\u503a\u52a1\u8bc1\u5238\u7684<a onclick=\"window.open(this.href,'','scrollbars=yes,resizable=yes,location=yes,menubar=yes,status=yes,toolbar=yes,left=0,top=0');return false;\" href=\"http:\/\/sc.hkex.com.hk\/TuniS\/www.hkex.com.hk\/chi\/global\/faq\/debt_c.htm\">\u5e38\u89c1\u95ee\u9898<\/a>\u5217\u8868\u3002\u5728\u5176\u7f51\u7ad9<a onclick=\"window.open(this.href,'','scrollbars=yes,resizable=yes,location=yes,menubar=yes,status=yes,toolbar=yes,left=0,top=0');return false;\" href=\"http:\/\/sc.hkex.com.hk\/TuniS\/www.hkex.com.hk\/chi\/prod\/product_c.htm\">\u4ea7\u54c1\u53ca\u670d\u52a1<\/a>\u9879\u4e0b\u5217\u51fa<a onclick=\"window.open(this.href,'','scrollbars=yes,resizable=yes,location=yes,menubar=yes,status=yes,toolbar=yes,left=0,top=0');return false;\" href=\"http:\/\/sc.hkex.com.hk\/TuniS\/www.hkex.com.hk\/chi\/prod\/secprod\/debt\/debt_c.htm\">\u503a\u52a1\u8bc1\u5238<\/a>\u53ca<a onclick=\"window.open(this.href,'','scrollbars=yes,resizable=yes,location=yes,menubar=yes,status=yes,toolbar=yes,left=0,top=0');return false;\" href=\"http:\/\/sc.hkex.com.hk\/TuniS\/www.hkex.com.hk\/chi\/prod\/secprod\/cmproducts_c.htm\">\u8bc1\u5238\u4ea7\u54c1<\/a>\u7684\u4fe1\u606f\u3002<\/p>[\/et_pb_text][et_pb_text admin_label=&#8221;SubpageMenu&#8221; _builder_version=&#8221;4.4.3&#8243;]<div class=\"page-submenu mb-40\">\r\n<ul><\/ul>\r\n<\/div>\r\n[\/et_pb_text][\/et_pb_column][\/et_pb_row][\/et_pb_section]","protected":false},"excerpt":{"rendered":"<p>NATURAL RESOURCES News 11 \u6708 2024 Friedland considers floating African iron ore company on ASX &#038;nb [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":228661,"menu_order":2,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"<!-- wp:paragraph -->\r\n<p>Charltons has experience in advising companies in connection with listed debt securities offerings. Debt securities, other than debt issues to professional investors only, may be brought to listing by a number of methods, namely through an offer for subscription, offer for sale or placing. Debt securities may also be brought to listing by an exchange or a substitution of debt securities for or a conversion of debt securities into other classes of securities or by the exercise of options, warrants or similar rights to subscribe or purchase debt securities.<\/p>\r\n<!-- \/wp:paragraph -->\r\n\r\n<!-- wp:paragraph -->\r\n<p><a href=\"https:\/\/charltonsnaturalresources.com\/images\/stories\/Documents\/chapter_30.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">Chapter 30<\/a> of the Hong Kong Stock Exchange Listing Rules (\"Listing Rules\") sets out the provisions that apply to mineral companies issuing debt securities.<\/p>\r\n<!-- \/wp:paragraph -->\r\n\r\n<!-- wp:paragraph -->\r\n<p>Listing Rule <a href=\"https:\/\/charltonsnaturalresources.com\/images\/stories\/Documents\/chapter_18.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">Chapter 18<\/a> applies to the listing of debt securities by a mineral company except for rules 18.07(2) and <a href=\"https:\/\/charltonsnaturalresources.com\/images\/stories\/Documents\/18.099.docx\" target=\"_blank\" rel=\"noreferrer noopener\">18.09(9)<\/a>. Chapter 18 does not apply to debt securities issued by state-owned or controlled corporations and debt issues to professional investors only.<\/p>\r\n<!-- \/wp:paragraph -->\r\n\r\n<!-- wp:paragraph -->\r\n<p>The Exchange maintains a list of <a href=\"http:\/\/www.hkex.com.hk\/eng\/global\/faq\/debt.htm\" target=\"_blank\" rel=\"noreferrer noopener\">Frequently Asked Questions<\/a> in relation to debt securites. It lists information on <a href=\"http:\/\/www.hkex.com.hk\/eng\/prod\/secprod\/debt\/debt.htm\" target=\"_blank\" rel=\"noreferrer noopener\">Debt Securities<\/a> and <a href=\"http:\/\/www.hkex.com.hk\/eng\/prod\/secprod\/CMProducts.htm\" target=\"_blank\" rel=\"noreferrer noopener\">Securities Products<\/a> under the <a href=\"http:\/\/www.hkex.com.hk\/eng\/prod\/product.htm\" target=\"_blank\" rel=\"noreferrer noopener\">Products and Services<\/a> of its website.<\/p>\r\n<!-- \/wp:paragraph -->","_et_gb_content_width":"","inline_featured_image":false,"footnotes":""},"categories":[42],"class_list":["post-230809","page","type-page","status-publish","hentry","category-capital-raising-zh-hans","cat-23-id"],"_links":{"self":[{"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/pages\/230809","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/comments?post=230809"}],"version-history":[{"count":5,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/pages\/230809\/revisions"}],"predecessor-version":[{"id":232522,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/pages\/230809\/revisions\/232522"}],"up":[{"embeddable":true,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/pages\/228661"}],"wp:attachment":[{"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/media?parent=230809"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/charltonsnaturalresources.com\/zh-hans\/wp-json\/wp\/v2\/categories?post=230809"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}